The SEC on Feb. 29, 2024, announced settled charges against lordstown motors Corp. (Lordstown) for allegedly misleading investors about sales prospects for the Endurance,...
As we noted in our October 13, 2023, client alert, the Securities and Exchange Commission (sec) has adopted amendments to its beneficial ownership rules....
On January 24, 2024, the Securities and Exchange Commission (“sec”) adopted final rules (the “Final Rules”) to enhance disclosure and investor protection in initial...
On Oct. 24, 2023, Gurbir Grewal, the Director of the U.S. Securities and Exchange Commission's (sec) Enforcement Division, spoke to the NY Bar Association...
We are pleased to present our latest update on financial reporting and issuer disclosure enforcement activity. This White Paper primarily focuses on the U.S....
SUMMARYOver the previous 12 months, the Commodity Futures Buying and selling Fee continued transferring its focus away from practices like spoofing, as a substitute...
In the days before Los Angeles’ “mansion tax” took effect, the luxury market moved at hyperspeed.Prices were slashed, escrows were rushed and million-dollar deals...
