The U.S. Government Shutdown Could Result in a Significant Reduction of SEC Staff, Warns GenslerThe recent U.S. government shutdown has raised concerns about its...
SNEAK PEEK
SEC’s approval of Prometheum’s license raises concerns in the crypto community. Lawmakers question the timing of licenses amidst ongoing regulations. Prometheum’s co-CEO...
The Chairman of the House Financial Services Committee questioned the regulators on Prometheum’s unique approval and raised concerns over the “national security risks”...
The current most polarizing figure in the crypto community, Aaron Kaplan, said his yet-to-be-launched alternative trading system, Prometheum, would “apply the federal securities...
Emerging Investors: Gen Z Canadians Take the Lead in Global Investment Trends Wealth Professional | Steve Randall | May 26, 2023
A recent international...
“Firms cannot make material misstatements or omissions when they sell securities to customers. Firms also must reasonably surveil for, and respond to, red flags...
At least one high-volume Crowdfunding portal once used a “series LLC” for each crowdfunding vehicle and used a crowdfunding vehicle for almost every offering....
