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Tag: FINRA

Cannabis Companies and the OTC Markets

I stumbled upon this recent post by Jason Paltrowitz titled “Lawful but Awful: The Small Cap IPO Cycle.” It contains some interesting findings and...

Unchained Study Reveals One in Four Americans Own Bitcoin

Unchained study estimates that 86M Americans own bitcoin, 26% of the total population 55% of US investors surveyed by Unchained report owning bitcoin New regulation, bitcoin...

Why I’m Grateful This Thanksgiving – Crowdfunding & FinTech Law Blog

My 10th-great grandfather was William Bradford, the leader of the Pilgrims. I’m grateful that he and his band of religious refugees made the trip...

What is a Robo-Advisor? Everything to Know Before Using One

What is a robo-advisor? A robo-advisor is a virtual financial advisor powered by artificial intelligence (AI) that employs an algorithm to deliver an...

Embedded insurance is revolutionizing the industry

Sponsored Sponsored content is a type of promotional media paid for by an advertiser but created and shared by a publisher. Fintech...

Equity Crowdfunding Filling the Shoes of Early-Stage VCs with Great Success

After selling my venture-funded 3x Inc. 500 company to a private equity group, I sat down with two friends from Silicon Valley and decided...

With The Sam Bankman-Fried Trial Over, Can Banks Get Back Into Crypto? – CryptoInfoNet

Before the cryptocurrency exchange FTX collapsed last November, there were four U.S. banks serving cryptocurrency businesses to any significant extent: Silvergate Capital, Signature Bank,...

tZERO ATS Rebrands to tZERO Securities: Adds Investment Banking

tZERO Group announced today (Friday) the addition of investment banking business lines to its existing broker-dealer subsidiary platform, leading to its rebranding from tZERO...

FINRA Promotes Omer Meisel to Executive Vice President of the National Cause and Financial Crimes Detection Program

WASHINGTON–(BUSINESS WIRE)–FINRA announced today that it has promoted Omer Meisel to Executive Vice President of the National Cause and Financial Crimes Detection Program (NCFC),...

Setting Up a Forex Brokerage: Brief Guide

Setting up a Forex brokerage may seem overwhelming, but it is achievable with proper advice and guidance. If you are considering starting your own...

Kraken Targets US Stocks and ETFs

The cryptocurrency exchange Kraken plans to expand its services by venturing into the U.S.-listed stocks and exchange-traded funds (ETFs) sector. According to a report by Bloomberg,...

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