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Tag: Regtech, Compliance, Governance

Insights and Challenges of Raising Capital via Reg A+

April 2, 2024   Entrepreneurs, Start-ups, Small Businesses, Equity Crowdfunding, Alternative Funding, FinTech and Alternative Finance, Fintech International, Fundraising, Investing, Trading, Innovation and...

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OSFI’s Evolving Focus on Integrity & Security

September 26, 2023   FinTech and Alternative Finance, Innovation and Resources, Leadership, Competition, Human Capital, Health, Legal Issues, Regulation, Consultation, Regtech, Compliance, Governance,...

CIBC’s Mortgage Underwriting Troubles: A Long Road to Full Compliance | National Crowdfunding & Fintech Association of Canada

June 20, 2023   Enterprise, FinTech and Alternative Finance, Fintech and Real Estate, Fintech Services, Fundraising, Investing, Trading, Legal Issues, Regulation, Consultation, Marketplace...

FDIC, FRB, OCC: Banking Regulators Release Guidance on Third Party Partnerships | National Crowdfunding & Fintech Association of Canada

June 19, 2023   Enterprise, FinTech and Alternative Finance, Fintech International, Innovation and Resources, Leadership, Productivity, Competition, Human Capital, Health, Legal Issues, Regulation,...

What’s the Commercial Value of Business Purpose? | National Crowdfunding & Fintech Association of Canada

May 21, 2023   Enterprise, Entrepreneurs, Start-ups, Small Businesses, FinTech and Alternative Finance, Fintech Services, Innovation and Resources, Leadership, Productivity, Competition, Human Capital,...

JPMorgan, Reportedly Seeks to Acquire First Republic Bank

April 29, 2023   Cyber Security, Hacks, Fraud Alerts, Risks, Enterprise, FinTech and Alternative Finance, Fintech International, Regtech, Compliance, Governance, Stories   ...

Research: Which UK Bank Customers are Most at Risk of Fraud?

February 15, 2023   Cyber Security, Hacks, Fraud Alerts, Risks, FinTech and Alternative Finance, Fintech International, Fintech Services, Regtech, Compliance, Governance, Research  ...

OSC Announces New and Free SME Institute Webinars

January 25, 2023   Entrepreneurs, Start-ups, Small Businesses, FinTech and Alternative Finance, Fintech Services, Innovation and Resources, Legal Issues, Regulation, Consultation, Regtech, Compliance,...

7 Written Sections To Include In A Legal Service Agreement

Oct 20, 2022 The contract you write that establishes the work your business will complete for a client must be written correctly and underpinned by...

The SEC Will Be Watching You…Every Text You Send

The SEC Will Be Watching You…Every Text You Send ...

Kim Kardashian Pays $1.26M to the SEC in Penalties for Unlawfully Touting Crypto

The Securities and Exchange Commission today announced charges against Kim Kardashian for touting on social media a crypto asset security offered and sold by...

Mastercard Launches ‘Crypto Secure’ Powered by CipherTrace to Combat Fraud-prone Crypto Exchanges

CNBC | Ryan Browne | Oct 4, 2022 Image: Pexels/Pixabay Mastercard launches fraud detection software:  'Crypto Secure' Why:  Mastercard will on Tuesday debut a new piece of...

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